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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 171-180 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580Preferred Income Partners IV, LLC145730503/03/2010D/A$50,000,000$40,667,818
SANDERS MORRIS HARRIS INC.20580SKK 9i Ventures QP, LLC178719904/28/2023D/AIndefinite$38,967,850
SANDERS MORRIS HARRIS INC.20580PENN DISTRESSED FUND L P123129403/14/2011D/AIndefinite$38,752,845
SANDERS MORRIS HARRIS INC.20580CAPITAL STRUCTURE OPPORTUNITIES FUND LP100148603/15/2013D/AIndefinite$38,009,671
SANDERS MORRIS HARRIS INC.20580SKK VENTURES QP, LLC177501404/29/2021D/AIndefinite$37,900,890
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth, LP141005403/05/2014D/AIndefinite$37,828,822
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund (Cayman), Ltd.149066705/15/2015D/AIndefinite$37,397,726
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund (Cayman), Ltd.149066705/16/2016D/AIndefinite$37,397,726
SANDERS MORRIS HARRIS INC.20580CAPITAL STRUCTURE OPPORTUNITIES FUND LP100148603/15/2012D/AIndefinite$35,791,661
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth, LP141005403/09/2012D/AIndefinite$33,553,822

251 Results

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