Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

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Displaying 141-150 out of 251 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP	1433536	10/01/2009	D/A	$200,000,000	$55,363,000
SANDERS MORRIS HARRIS INC.	20580	SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP	1433537	10/01/2009	D/A	$200,000,000	$55,363,000
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL CAPITALIZATION FUND LP	1129386	03/16/2015	D/A	Indefinite	$53,731,666
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL CAPITALIZATION FUND LP	1129386	03/17/2014	D/A	Indefinite	$53,716,666
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	10/26/2018	D/A	Indefinite	$51,647,197
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL CAPITALIZATION FUND LP	1129386	03/15/2013	D/A	Indefinite	$51,642,318
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/21/2016	D/A	Indefinite	$51,388,705
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2015	D/A	Indefinite	$51,338,705
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2013	D/A	Indefinite	$51,288,705
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2014	D/A	Indefinite	$51,288,705