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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-130 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580PENN SMALL TO MID CAP EQUITY FUND LP146123003/14/2011D/AIndefinite$72,811,807
SANDERS MORRIS HARRIS INC.20580ALKEON GROWTH PARTNERS L P127883403/17/2009D/AIndefinite$72,537,749
SANDERS MORRIS HARRIS INC.20580ALKEON GROWTH PARTNERS L P127883403/20/2009D/AIndefinite$72,537,749
SANDERS MORRIS HARRIS INC.20580DUNBAR CAPITAL MANAGEMENT LLC113875603/17/2010D/AIndefinite$72,140,278
SANDERS MORRIS HARRIS INC.20580DUNBAR CAPITAL MANAGEMENT LLC113875603/17/2009D/AIndefinite$68,881,935
SANDERS MORRIS HARRIS INC.20580SKK VENTURES QP, LLC177501404/28/2022D/AIndefinite$65,174,285
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323610/01/2018D/A$200,000,000$64,655,748
SANDERS MORRIS HARRIS INC.20580MEWBOURNE ENERGY PARTNERS 09-A, L.P.146210308/18/2009D/A$73,000,000$63,890,000
SANDERS MORRIS HARRIS INC.20580MEWBOURNE ENERGY PARTNERS 09-A, L.P.146210308/05/2009D/A$73,000,000$61,690,000
SANDERS MORRIS HARRIS INC.20580Mewbourne Energy Partners 10-A, L.P.149126207/16/2010D/A$73,000,000$61,360,000

251 Results

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