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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 101-110 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580RFMC TACTICAL ADVISORS FUND, LP79477504/15/2010D/A$100,000,000$83,968,717
SANDERS MORRIS HARRIS INC.20580PENN SMALL TO MID CAP EQUITY FUND LP146123003/16/2015D/AIndefinite$81,954,118
SANDERS MORRIS HARRIS INC.20580PENN SMALL TO MID CAP EQUITY FUND LP146123003/17/2014D/AIndefinite$81,926,118
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612303/14/2011D/AIndefinite$81,761,540
SANDERS MORRIS HARRIS INC.20580PENN SMALL TO MID CAP EQUITY FUND LP146123003/15/2013D/AIndefinite$80,198,118
SANDERS MORRIS HARRIS INC.20580PLYMOUTH ROCK FUND L P108174704/15/2010D/AIndefinite$80,037,845
SANDERS MORRIS HARRIS INC.20580BRIDGETON TACTICAL ADVISORS FUND, LP79477505/12/2011D/A$100,000,000$79,402,067
SANDERS MORRIS HARRIS INC.20580BRIDGETON TACTICAL ADVISORS FUND, LP79477503/29/2011D/A$100,000,000$79,398,982
SANDERS MORRIS HARRIS INC.20580RFMC WILLOWBRIDGE FUND LP79477506/08/2009D/A$100,000,000$78,352,600
SANDERS MORRIS HARRIS INC.20580PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP128599903/12/2010D/AIndefinite$78,290,710

251 Results

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