Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
SANDERS MORRIS HARRIS INC. | 20580 | DUNBAR CAPITAL INTERNATIONAL LTD | 1271422 | 03/19/2015 | D/A | Indefinite | $51,338,705 |
SANDERS MORRIS HARRIS INC. | 20580 | DUNBAR CAPITAL INTERNATIONAL LTD | 1271422 | 03/19/2013 | D/A | Indefinite | $51,288,705 |
SANDERS MORRIS HARRIS INC. | 20580 | DUNBAR CAPITAL INTERNATIONAL LTD | 1271422 | 03/19/2014 | D/A | Indefinite | $51,288,705 |
SANDERS MORRIS HARRIS INC. | 20580 | Alden Global Value Recovery Fund (Cayman), Ltd. | 1490667 | 05/15/2013 | D/A | Indefinite | $51,282,329 |
SANDERS MORRIS HARRIS INC. | 20580 | DUNBAR CAPITAL INTERNATIONAL LTD | 1271422 | 03/19/2012 | D/A | Indefinite | $51,066,705 |
SANDERS MORRIS HARRIS INC. | 20580 | Alkeon Asia Growth, LP | 1410054 | 10/26/2017 | D/A | Indefinite | $50,997,197 |