Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion

Sort by:

Displaying 51-60 out of 66 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Liberty Fund, L.P.	1001486	03/16/2015	D/A	Indefinite	$55,830,000
SANDERS MORRIS HARRIS INC.	20580	KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP	1451315	01/14/2010	D/A	$150,000,000	$55,600,000
SANDERS MORRIS HARRIS INC.	20580	SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP	1433536	06/25/2010	D/A	$200,000,000	$55,463,000
SANDERS MORRIS HARRIS INC.	20580	SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP	1433536	10/01/2009	D/A	$200,000,000	$55,363,000
SANDERS MORRIS HARRIS INC.	20580	SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP	1433537	10/01/2009	D/A	$200,000,000	$55,363,000
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL CAPITALIZATION FUND LP	1129386	03/16/2015	D/A	Indefinite	$53,731,666
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL CAPITALIZATION FUND LP	1129386	03/17/2014	D/A	Indefinite	$53,716,666
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	10/26/2018	D/A	Indefinite	$51,647,197
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL CAPITALIZATION FUND LP	1129386	03/15/2013	D/A	Indefinite	$51,642,318
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/21/2016	D/A	Indefinite	$51,388,705

66 Results

<
1
...
4
5
6
7
>