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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 66 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580MEWBOURNE ENERGY PARTNERS 09-A, L.P.146210308/05/2009D/A$73,000,000$61,690,000
SANDERS MORRIS HARRIS INC.20580TRANSATLANTIC PETROLEUM LTD.109228912/09/2009D$61,394,724$61,394,724
SANDERS MORRIS HARRIS INC.20580Mewbourne Energy Partners 10-A, L.P.149126207/16/2010D/A$73,000,000$61,360,000
SANDERS MORRIS HARRIS INC.20580PLYMOUTH ROCK FUND L P108174704/08/2011D/AIndefinite$61,168,453
SANDERS MORRIS HARRIS INC.20580Penn Capital Structure Total Return Fund, L.P.100148612/14/2018D/AIndefinite$59,295,039
SANDERS MORRIS HARRIS INC.20580Penn Capital Liberty Fund, L.P.100148612/27/2016D/AIndefinite$59,108,166
SANDERS MORRIS HARRIS INC.20580Penn Capital Structure Total Return Fund, L.P.100148612/26/2017D/AIndefinite$59,108,166
SANDERS MORRIS HARRIS INC.20580KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP145131502/17/2010D/A$150,000,000$59,100,000
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323608/31/2018D/A$200,000,000$56,928,653
SANDERS MORRIS HARRIS INC.20580Penn Capital Liberty Fund, L.P.100148603/10/2016D/AIndefinite$55,981,285

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