Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 66 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP	1285999	03/12/2010	D/A	Indefinite	$78,290,710
SANDERS MORRIS HARRIS INC.	20580	Alden Global Opportunities Fund (Cayman), L.P.	1453506	01/15/2014	D/A	Indefinite	$77,907,593
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND LP	1216123	03/12/2010	D/A	Indefinite	$77,717,105
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL MANAGEMENT LLC	1138756	03/19/2015	D/A	Indefinite	$77,100,774
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL MANAGEMENT LLC	1138756	03/21/2016	D/A	Indefinite	$77,100,774
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL MANAGEMENT LLC	1138756	03/19/2013	D/A	Indefinite	$77,025,774
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL MANAGEMENT LLC	1138756	03/19/2014	D/A	Indefinite	$77,025,774
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL TO MID CAP EQUITY FUND LP	1461230	03/15/2012	D/A	Indefinite	$76,571,357
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL MANAGEMENT LLC	1138756	03/19/2012	D/A	Indefinite	$74,825,278
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL MANAGEMENT LLC	1138756	03/17/2011	D/A	Indefinite	$73,575,278

66 Results

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