Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 66 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	RFMC TACTICAL ADVISORS FUND, LP	794775	06/09/2010	D/A	$100,000,000	$84,386,004
SANDERS MORRIS HARRIS INC.	20580	RFMC TACTICAL ADVISORS FUND, LP	794775	04/15/2010	D/A	$100,000,000	$83,968,717
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL TO MID CAP EQUITY FUND LP	1461230	03/16/2015	D/A	Indefinite	$81,954,118
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL TO MID CAP EQUITY FUND LP	1461230	03/17/2014	D/A	Indefinite	$81,926,118
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND LP	1216123	03/14/2011	D/A	Indefinite	$81,761,540
SANDERS MORRIS HARRIS INC.	20580	PENN SMALL TO MID CAP EQUITY FUND LP	1461230	03/15/2013	D/A	Indefinite	$80,198,118
SANDERS MORRIS HARRIS INC.	20580	PLYMOUTH ROCK FUND L P	1081747	04/15/2010	D/A	Indefinite	$80,037,845
SANDERS MORRIS HARRIS INC.	20580	BRIDGETON TACTICAL ADVISORS FUND, LP	794775	05/12/2011	D/A	$100,000,000	$79,402,067
SANDERS MORRIS HARRIS INC.	20580	BRIDGETON TACTICAL ADVISORS FUND, LP	794775	03/29/2011	D/A	$100,000,000	$79,398,982
SANDERS MORRIS HARRIS INC.	20580	RFMC WILLOWBRIDGE FUND LP	794775	06/08/2009	D/A	$100,000,000	$78,352,600

66 Results

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