Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 21 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	GULFSLOPE ENERGY, INC.	1341726	07/25/2014	D	$8,027,600	$8,027,600
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/16/2015	D/A	Indefinite	$7,877,124
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/11/2016	D/A	Indefinite	$7,877,124
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/17/2014	D/A	Indefinite	$7,577,124
SANDERS MORRIS HARRIS INC.	20580	Geos Communications, Inc.	949371	02/09/2010	D/A	$8,000,000	$7,570,000
SANDERS MORRIS HARRIS INC.	20580	Mewbourne Energy Partners 10-A, L.P.	1491262	06/03/2010	D	$73,000,000	$7,530,000
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/15/2013	D/A	Indefinite	$7,044,511
SANDERS MORRIS HARRIS INC.	20580	IGI LABORATORIES, INC	352998	12/22/2010	D	$6,600,000	$6,500,000
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund IV, LLC	1774415	03/16/2020	D/A	$500,000,000	$5,882,536
SANDERS MORRIS HARRIS INC.	20580	Fincura, Inc.	1778301	06/05/2019	D	$7,236,000	$5,189,250

21 Results

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