Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 38 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	CAPITAL STRUCTURE OPPORTUNITIES FUND LP	1001486	03/15/2013	D/A	Indefinite	$38,009,671
SANDERS MORRIS HARRIS INC.	20580	SKK VENTURES QP, LLC	1775014	04/29/2021	D/A	Indefinite	$37,900,890
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	03/05/2014	D/A	Indefinite	$37,828,822
SANDERS MORRIS HARRIS INC.	20580	Alden Global Value Recovery Fund (Cayman), Ltd.	1490667	05/15/2015	D/A	Indefinite	$37,397,726
SANDERS MORRIS HARRIS INC.	20580	Alden Global Value Recovery Fund (Cayman), Ltd.	1490667	05/16/2016	D/A	Indefinite	$37,397,726
SANDERS MORRIS HARRIS INC.	20580	CAPITAL STRUCTURE OPPORTUNITIES FUND LP	1001486	03/15/2012	D/A	Indefinite	$35,791,661
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	03/09/2012	D/A	Indefinite	$33,553,822
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	03/05/2013	D/A	Indefinite	$33,553,822
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	03/09/2011	D/A	Indefinite	$31,928,822
SANDERS MORRIS HARRIS INC.	20580	ELCO SELECT FUND, L.P.	1165138	06/24/2009	D/A	Indefinite	$31,548,292

38 Results

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