Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS INC. | 20580 | Dunbar Capital Management I L L C | 1292295 | 03/17/2010 | D/A | Indefinite | $116,297,577 |
| SANDERS MORRIS HARRIS INC. | 20580 | Alden Global Opportunities Fund (Cayman), L.P. | 1453506 | 01/15/2015 | D/A | Indefinite | $111,056,907 |
| SANDERS MORRIS HARRIS INC. | 20580 | Alden Global Opportunities Fund (Cayman), L.P. | 1453506 | 01/15/2016 | D/A | Indefinite | $111,056,907 |
| SANDERS MORRIS HARRIS INC. | 20580 | PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP | 1285999 | 03/15/2012 | D/A | Indefinite | $105,996,430 |
| SANDERS MORRIS HARRIS INC. | 20580 | SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP | 1433537 | 11/12/2009 | D/A | $200,000,000 | $105,363,000 |