Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 75 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	BRIDGETON TACTICAL ADVISORS FUND, LP	794775	11/25/2014	D/A	$200,000,000	$126,336,164
SANDERS MORRIS HARRIS INC.	20580	BRIDGETON TACTICAL ADVISORS FUND, LP	794775	11/27/2013	D/A	$200,000,000	$125,849,386
SANDERS MORRIS HARRIS INC.	20580	BRIDGETON TACTICAL ADVISORS FUND, LP	794775	10/18/2012	D/A	$200,000,000	$125,331,552
SANDERS MORRIS HARRIS INC.	20580	PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP	1285999	03/16/2015	D/A	Indefinite	$124,971,126
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund II, LLC	1713236	06/13/2019	D/A	$200,000,000	$122,719,099
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund II, LLC	1713236	08/05/2019	D/A	$200,000,000	$122,719,099
SANDERS MORRIS HARRIS INC.	20580	PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP	1285999	03/17/2014	D/A	Indefinite	$122,037,478
SANDERS MORRIS HARRIS INC.	20580	TRANSATLANTIC PETROLEUM CORP.	1092289	06/26/2009	D	$120,766,079	$120,766,079
SANDERS MORRIS HARRIS INC.	20580	PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP	1285999	03/15/2013	D/A	Indefinite	$117,736,032
SANDERS MORRIS HARRIS INC.	20580	SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP	1433537	06/25/2010	D/A	$200,000,000	$116,513,000

75 Results

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