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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 75 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2015D/AIndefinite$141,468,444
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2014D/AIndefinite$141,218,444
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612303/15/2013D/AIndefinite$140,936,531
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2013D/AIndefinite$140,618,444
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund IV, LLC177441510/04/2022D/A$500,000,000$139,896,323
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2012D/AIndefinite$138,110,789
SANDERS MORRIS HARRIS INC.20580ACK ASSET PARTNERS L P134501207/14/2010D/AIndefinite$130,979,217
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/17/2011D/AIndefinite$129,878,048
SANDERS MORRIS HARRIS INC.20580SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP143353602/07/2011D/A$128,635,662$128,635,662
SANDERS MORRIS HARRIS INC.20580SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP143353702/07/2011D/A$128,635,468$128,635,468

75 Results

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