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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 75 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580ALDEN GLOBAL OPPORTUNITIES FUND LP145222501/15/2014D/AIndefinite$236,803,612
SANDERS MORRIS HARRIS INC.20580Alkeon Growth Partners, LP127883403/09/2011D/AIndefinite$214,000,310
SANDERS MORRIS HARRIS INC.20580Alkeon Growth PW Partners, LP150115709/25/2013D/AIndefinite$212,799,793
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND II L P130367803/14/2011D/AIndefinite$204,300,990
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund, L.P.149066605/15/2012D/AIndefinite$199,978,747
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323606/15/2020D/A$200,000,000$189,767,181
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND II L P130367803/12/2010D/AIndefinite$189,219,472
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/14/2018D/AIndefinite$168,510,199
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/09/2019D/AIndefinite$168,510,199
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/27/2016D/AIndefinite$167,994,132

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