Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion

Sort by:

Displaying 11-20 out of 75 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/14/2018	D/A	Indefinite	$523,828,121
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/26/2017	D/A	Indefinite	$498,248,234
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND II L P	1303678	12/27/2016	D/A	Indefinite	$489,648,234
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	03/05/2014	D/A	Indefinite	$469,122,920
SANDERS MORRIS HARRIS INC.	20580	III FUND LP/VA	1077921	03/16/2009	D/A	Indefinite	$463,420,878
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Offshore Fund, Ltd.	1278837	03/05/2013	D/A	Indefinite	$375,895,322
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND II L P	1303678	03/10/2016	D/A	Indefinite	$375,422,611
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND II L P	1303678	03/16/2015	D/A	Indefinite	$362,992,454
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND II L P	1303678	03/17/2014	D/A	Indefinite	$357,292,454
SANDERS MORRIS HARRIS INC.	20580	Cross Shore QP Partners, LP	1276904	03/01/2013	D/A	Indefinite	$346,524,470

75 Results

<
1
2
3
4
...
8
>