Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-39 out of 39 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Houston Ventures III (Institutional), LP	1534352	11/19/2012	D/A	Indefinite	$13,071,066
SANDERS MORRIS HARRIS INC.	20580	Cariloha, Inc.	1862733	09/09/2022	D	$14,385,000	$13,050,000
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	03/15/2013	D/A	Indefinite	$13,017,541
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	03/15/2012	D/A	Indefinite	$12,309,666
SANDERS MORRIS HARRIS INC.	20580	Cypressbrook Gosling, LP	1784756	09/05/2019	D/A	$13,000,000	$12,015,000
SANDERS MORRIS HARRIS INC.	20580	Mewbourne Energy Partners 11-A, L.P.	1518750	06/03/2011	D	$73,000,000	$11,305,000
SANDERS MORRIS HARRIS INC.	20580	Houston Ventures III, LP	1534347	11/19/2012	D/A	Indefinite	$11,142,132
SANDERS MORRIS HARRIS INC.	20580	SMH Private Equity Group III (Institutional), L.P.	1534352	11/28/2011	D	Indefinite	$10,811,200
SANDERS MORRIS HARRIS INC.	20580	MEWBOURNE ENERGY PARTNERS 09-A, L.P.	1462103	05/28/2009	D	$73,000,000	$10,055,000

39 Results

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