Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/19/2022 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/14/2023 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Brevan Howard Ltd. | 1476584 | 03/30/2015 | D/A | Indefinite | $21,509,693 |
BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Prologue L.P. | 1503557 | 04/18/2011 | D/A | Indefinite | $21,352,000 |
BARCLAYS CAPITAL INC. | 19714 | Neuberger Berman GTAA Fund I, L.P. | 1372742 | 01/14/2011 | D/A | Indefinite | $20,936,738 |
BARCLAYS CAPITAL INC. | 19714 | Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD | 1437947 | 04/01/2014 | D/A | Indefinite | $20,840,000 |
BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 02/15/2011 | D/A | Indefinite | $20,400,000 |
BARCLAYS CAPITAL INC. | 19714 | Alcentra European DLF A Ltd | 1586957 | 09/19/2013 | D | $1,342,000,000 | $20,350,000 |
BARCLAYS CAPITAL INC. | 19714 | Alcentra European DLF A Ltd | 1586957 | 12/11/2013 | D/A | $1,342,000,000 | $20,350,000 |
BARCLAYS CAPITAL INC. | 19714 | BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LP | 1432641 | 09/04/2009 | D/A | Indefinite | $19,780,000 |