Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus HBK Fund II L.P. | 1567960 | 08/11/2014 | D/A | Indefinite | $65,139,963 |
| BARCLAYS CAPITAL INC. | 19714 | Varo Money, Inc. | 1673977 | 01/15/2019 | D | $100,000,000 | $65,000,000 |
| BARCLAYS CAPITAL INC. | 19714 | INTREXON CORP | 1356090 | 03/18/2013 | D | $150,000,000 | $64,409,342 |
| BARCLAYS CAPITAL INC. | 19714 | Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd. | 1470106 | 04/01/2014 | D/A | Indefinite | $64,319,542 |
| BARCLAYS CAPITAL INC. | 19714 | Avenue Europe Opportunities Fund, Ltd. | 1484188 | 03/02/2018 | D/A | Indefinite | $64,198,181 |
| BARCLAYS CAPITAL INC. | 19714 | NB ALL CAP ALPHA FUND LP | 1436168 | 04/14/2023 | D/A | Indefinite | $63,760,693 |
| BARCLAYS CAPITAL INC. | 19714 | Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd. | 1470106 | 04/01/2013 | D/A | Indefinite | $63,569,542 |
| BARCLAYS CAPITAL INC. | 19714 | NB ALL CAP ALPHA FUND LP | 1436168 | 06/21/2017 | D/A | Indefinite | $63,260,693 |
| BARCLAYS CAPITAL INC. | 19714 | NB ALL CAP ALPHA FUND LP | 1436168 | 04/22/2019 | D/A | Indefinite | $63,260,693 |
| BARCLAYS CAPITAL INC. | 19714 | NB ALL CAP ALPHA FUND LP | 1436168 | 04/21/2020 | D/A | Indefinite | $63,260,693 |