Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NB STRATEGIC CO-INVESTMENT PARTNERS II-B LP | 1549285 | 05/18/2012 | D | Indefinite | $31,950,000 |
| BARCLAYS CAPITAL INC. | 19714 | AST & Science, LLC | 1746128 | 10/31/2019 | D | $50,000,000 | $31,000,000 |
| BARCLAYS CAPITAL INC. | 19714 | Liqid Inc. | 1620971 | 09/30/2021 | D | $30,000,000 | $29,774,421 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 03/07/2023 | D | Indefinite | $26,800,000 |
| BARCLAYS CAPITAL INC. | 19714 | Langhorne Onshore Fund B LP | 1727437 | 01/08/2018 | D | $1,500,000,000 | $24,670,839 |
| BARCLAYS CAPITAL INC. | 19714 | Alcentra European DLF A Ltd | 1586957 | 09/19/2013 | D | $1,342,000,000 | $20,350,000 |
| BARCLAYS CAPITAL INC. | 19714 | hhgregg, Inc. | 1396279 | 07/29/2009 | D | $16,500,000 | $16,500,000 |
| BARCLAYS CAPITAL INC. | 19714 | Oxford Performance Materials, Inc. | 1600399 | 02/15/2017 | D | $10,776,660 | $10,776,660 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Pomona Capital Secondary Co-Investment, L.P. | 1486704 | 03/11/2010 | D | Indefinite | $10,750,000 |
| BARCLAYS CAPITAL INC. | 19714 | MEG ENERGY CORP | 1254045 | 01/06/2010 | D | $10,395,708 | $10,395,708 |