Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | A&M Capital Opportunities Fund, LP | 1659127 | 12/03/2015 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 03/03/2016 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 11/18/2016 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 11/16/2017 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | Tyco Electronics Group S.A. | 1385590 | 02/27/2013 | D/A | $1,250,000,000 | $0 |