Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NB Crossroads 2010 Fund - Plan Asset Allocation LP | 1486691 | 07/01/2011 | D/A | Indefinite | $6,200,000 |
| BARCLAYS CAPITAL INC. | 19714 | Structured Alpha 1000 Plus LLC | 1555565 | 01/02/2013 | D/A | Indefinite | $5,878,985 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/08/2018 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/08/2019 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/13/2020 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/18/2021 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Halcyon Partners Offshore Ltd. | 1492431 | 04/18/2011 | D/A | Indefinite | $5,575,000 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus BlueTrend Ltd. | 1492432 | 03/30/2015 | D/A | Indefinite | $5,500,000 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus BlueTrend Ltd. | 1492432 | 09/03/2015 | D/A | Indefinite | $5,500,000 |
| BARCLAYS CAPITAL INC. | 19714 | Capital Group Opportunistic Fund LLC | 1107982 | 02/23/2018 | D/A | Indefinite | $5,401,509 |