Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | Pomelo Domestic Fund LP | 1543249 | 02/27/2014 | D/A | Indefinite | $13,413,000 |
| BARCLAYS CAPITAL INC. | 19714 | Pomelo Domestic Fund LP | 1543249 | 02/27/2014 | D/A | Indefinite | $13,413,000 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 03/19/2014 | D/A | Indefinite | $13,100,000 |
| BARCLAYS CAPITAL INC. | 19714 | VANTAGE PARTNERS, L.P. | 828232 | 04/14/2023 | D/A | Indefinite | $12,916,644 |
| BARCLAYS CAPITAL INC. | 19714 | LARCH LANE ABSOLUTE RETURN II LLC | 1342536 | 08/23/2012 | D/A | Indefinite | $12,804,955 |
| BARCLAYS CAPITAL INC. | 19714 | Pomelo Domestic Fund LP | 1543249 | 02/27/2013 | D/A | Indefinite | $12,412,000 |
| BARCLAYS CAPITAL INC. | 19714 | Pomelo Domestic Fund LP | 1543249 | 02/27/2015 | D/A | Indefinite | $12,412,000 |
| BARCLAYS CAPITAL INC. | 19714 | BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LTD | 1432640 | 03/12/2009 | D/A | Indefinite | $12,375,000 |
| BARCLAYS CAPITAL INC. | 19714 | BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LTD | 1432640 | 09/04/2009 | D/A | Indefinite | $12,375,000 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 06/19/2014 | D/A | Indefinite | $12,050,000 |