Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 12/23/2016 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 06/21/2017 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/22/2019 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/20/2020 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/20/2021 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/19/2022 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/14/2023 | D/A | Indefinite | $21,513,368 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Brevan Howard Ltd. | 1476584 | 03/30/2015 | D/A | Indefinite | $21,509,693 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Prologue L.P. | 1503557 | 04/18/2011 | D/A | Indefinite | $21,352,000 |
| BARCLAYS CAPITAL INC. | 19714 | Neuberger Berman GTAA Fund I, L.P. | 1372742 | 01/14/2011 | D/A | Indefinite | $20,936,738 |