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Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 641-650 out of 875 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BARCLAYS CAPITAL INC.19714NEUBERGER BERMAN GTAA PENSION FUND I LTD.149432106/18/2012D/AIndefinite$50,600,230
BARCLAYS CAPITAL INC.19714AlternativeFocus Owl Creek Asia II, L.P.152513606/20/2014D/AIndefinite$50,512,995
BARCLAYS CAPITAL INC.19714AlternativeFocus Owl Creek Asia II, L.P.152513607/01/2014D/AIndefinite$50,512,995
BARCLAYS CAPITAL INC.19714Structured Alpha 1000 Plus LLC155556512/31/2013D/AIndefinite$49,352,984
BARCLAYS CAPITAL INC.19714Structured Alpha 1000 Plus LLC155556512/23/2014D/AIndefinite$49,352,984
BARCLAYS CAPITAL INC.19714AllianzGI Structured Alpha 1000 Plus LLC155556501/07/2015D/AIndefinite$49,352,984
BARCLAYS CAPITAL INC.19714AllianzGI Structured Alpha 1000 Plus LLC155556501/06/2016D/AIndefinite$49,352,984
BARCLAYS CAPITAL INC.19714AllianzGI Structured Alpha 1000 Plus LLC155556501/04/2017D/AIndefinite$49,352,984
BARCLAYS CAPITAL INC.19714AllianzGI Structured Alpha 1000 Plus LLC155556501/04/2018D/AIndefinite$49,352,984
BARCLAYS CAPITAL INC.19714AllianzGI Structured Alpha 1000 Plus LLC155556501/04/2019D/AIndefinite$49,352,984

875 Results

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