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Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 461-470 out of 875 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BARCLAYS CAPITAL INC.19714Sunnova Energy Corp160882809/14/2018D/A$160,000,000$160,000,000
BARCLAYS CAPITAL INC.19714Cardinal AlternativeFocus TT Emerging Markets Fund LP161917206/26/2023D/AIndefinite$159,624,144
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647003/16/2010D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647003/15/2011D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647009/14/2011D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647012/01/2011D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647012/12/2012D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647012/12/2013D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647012/12/2014D/AIndefinite$158,974,778
BARCLAYS CAPITAL INC.19714NB Offshore Diversified Arbitrage Fund Ltd.121647012/14/2015D/AIndefinite$158,974,778

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