Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NEUBERGER BERMAN HIGH INCOME FUND LLC | 1069232 | 03/25/2011 | D/A | Indefinite | $692,248,736 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund Ltd | 1331180 | 07/19/2011 | D/A | Indefinite | $690,596,132 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund Ltd | 1331180 | 01/27/2017 | D/A | Indefinite | $690,265,511 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/18/2017 | D/A | Indefinite | $677,960,559 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund LLC | 1318245 | 01/27/2017 | D/A | Indefinite | $676,427,198 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/12/2014 | D/A | Indefinite | $676,008,874 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/14/2015 | D/A | Indefinite | $676,008,874 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/15/2016 | D/A | Indefinite | $676,008,874 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/12/2013 | D/A | Indefinite | $672,087,629 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/12/2012 | D/A | Indefinite | $671,437,629 |