Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 90 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	12/20/2018	D/A	Indefinite	$84,854,112
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	07/13/2012	D/A	Indefinite	$84,606,006
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD	1430481	04/18/2011	D/A	Indefinite	$84,460,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Saba Capital Partners L.P.	1515361	04/01/2014	D/A	Indefinite	$82,644,576
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Strategic Commodities Fund LP	1470105	04/18/2011	D/A	Indefinite	$82,501,116
BARCLAYS CAPITAL INC.	19714	Watt Fuel Cell Corp.	1520954	12/07/2022	D/A	$92,349,191	$82,349,191
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SER-INTERNATIONAL VALUE EQUITY LTD	1396358	03/12/2009	D/A	Indefinite	$81,114,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD	1396358	09/04/2009	D/A	Indefinite	$81,114,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus HBK Fund II L.P.	1567960	09/03/2015	D/A	Indefinite	$80,770,273
BARCLAYS CAPITAL INC.	19714	NB Strategic Co-Investment Partners III-B LP	1651223	08/28/2015	D	Indefinite	$80,700,000

90 Results

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