Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 52 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Krom River Commodity Fund L.P.	1515362	04/06/2011	D	Indefinite	$5,440,000
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	02/23/2018	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	03/16/2018	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/22/2019	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/20/2020	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/20/2021	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/19/2022	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/14/2023	D/A	Indefinite	$5,401,509
BARCLAYS CAPITAL INC.	19714	NB Alpha Capture Fund L.P.	1616080	08/19/2014	D	Indefinite	$5,100,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP	1437948	03/12/2009	D/A	Indefinite	$5,000,000

52 Results

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