Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | Barclays Wealth Advisor Series - Global Bond Fund L.P. | 1533968 | 12/09/2011 | D | Indefinite | $6,100,000 |
| BARCLAYS CAPITAL INC. | 19714 | Structured Alpha - AY10 Plus LLC | 1555565 | 08/03/2012 | D | Indefinite | $5,878,985 |
| BARCLAYS CAPITAL INC. | 19714 | Structured Alpha 1000 Plus LLC | 1555565 | 01/02/2013 | D/A | Indefinite | $5,878,985 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/08/2018 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/08/2019 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/13/2020 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | Beldore Capital Fund LLC | 1404013 | 11/18/2021 | D/A | Indefinite | $5,818,932 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Halcyon Partners Offshore Ltd. | 1492431 | 04/18/2011 | D/A | Indefinite | $5,575,000 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus BlueTrend Ltd. | 1492432 | 03/30/2015 | D/A | Indefinite | $5,500,000 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus BlueTrend Ltd. | 1492432 | 09/03/2015 | D/A | Indefinite | $5,500,000 |