Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 52 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD	1437947	03/12/2009	D/A	Indefinite	$7,250,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD	1437947	09/04/2009	D/A	Indefinite	$7,250,000
BARCLAYS CAPITAL INC.	19714	Endeavour Regional Bank Opportunities Fund II L.P.	1599713	02/11/2014	D	Indefinite	$7,100,000
BARCLAYS CAPITAL INC.	19714	NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LP	1557792	02/15/2013	D/A	Indefinite	$7,050,000
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	06/07/2011	D/A	Indefinite	$6,900,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Global Bond Fund Ltd.	1533969	12/11/2013	D/A	Indefinite	$6,825,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD	1432635	03/12/2009	D/A	Indefinite	$6,730,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD	1432635	09/04/2009	D/A	Indefinite	$6,730,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD	1432635	08/13/2010	D/A	Indefinite	$6,730,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD	1432635	10/08/2010	D/A	Indefinite	$6,730,000

52 Results

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