Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NEUBERGER BERMAN GTAA FUND II, LTD | 1426338 | 06/14/2013 | D/A | Indefinite | $25,000,000 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 07/01/2022 | D/A | Indefinite | $25,000,000 |