Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 82 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	Owl Creek Asia Fund, Ltd.	1528994	10/16/2014	D/A	Indefinite	$28,052,706
BARCLAYS CAPITAL INC.	19714	Owl Creek Asia Fund, Ltd.	1528994	03/04/2015	D/A	Indefinite	$28,052,706
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	03/07/2023	D/A	Indefinite	$26,800,000
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	03/07/2023	D	Indefinite	$26,800,000
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP	1432636	03/12/2009	D/A	Indefinite	$26,138,413
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP	1432636	04/09/2009	D/A	Indefinite	$26,138,413
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	01/24/2019	D/A	Indefinite	$25,700,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd.	1470106	10/08/2010	D/A	Indefinite	$25,047,623
BARCLAYS CAPITAL INC.	19714	NEUBERGER BERMAN GTAA FUND II, LTD	1426338	03/01/2011	D/A	Indefinite	$25,000,000
BARCLAYS CAPITAL INC.	19714	NEUBERGER BERMAN GTAA FUND II, LTD	1426338	06/19/2012	D/A	Indefinite	$25,000,000

82 Results

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