Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 82 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	AlternativeFocus BlueTrend L.P.	1476583	04/01/2013	D/A	Indefinite	$32,679,254
BARCLAYS CAPITAL INC.	19714	AlternativeFocus BlueTrend L.P.	1476583	04/01/2014	D/A	Indefinite	$32,679,254
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Global Bond Fund Ltd.	1533969	11/29/2012	D/A	Indefinite	$32,245,000
BARCLAYS CAPITAL INC.	19714	NB STRATEGIC CO-INVESTMENT PARTNERS II-B LP	1549285	05/18/2012	D	Indefinite	$31,950,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd.	1470106	04/18/2011	D/A	Indefinite	$31,356,542
BARCLAYS CAPITAL INC.	19714	AST & Science, LLC	1746128	10/31/2019	D	$50,000,000	$31,000,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Shannon River Partners II L.P.	1529928	08/23/2013	D/A	Indefinite	$30,950,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus HBK Fund II L.P.	1567960	08/23/2013	D/A	Indefinite	$30,950,000
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	03/16/2010	D/A	Indefinite	$30,766,628
BARCLAYS CAPITAL INC.	19714	NEUBERGER BERMAN GTAA FUND I, LTD	1424673	06/19/2012	D/A	Indefinite	$30,554,732

82 Results

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