Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 82 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY LTD	1432639	03/12/2009	D/A	Indefinite	$41,031,461
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY LTD	1432639	09/04/2009	D/A	Indefinite	$41,031,461
BARCLAYS CAPITAL INC.	19714	ION GEOPHYSICAL CORP	866609	06/12/2009	D	$40,700,000	$40,700,000
BARCLAYS CAPITAL INC.	19714	ION GEOPHYSICAL CORP	866609	07/01/2009	D/A	$40,700,000	$40,700,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Local Currency Emerging Market Debt Fund L.P.	1508394	04/18/2011	D/A	Indefinite	$40,618,841
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Local Currency Emerging Market Debt Fund Ltd.	1508393	04/01/2013	D/A	Indefinite	$40,517,375
BARCLAYS CAPITAL INC.	19714	GLG European Long-Short Fund LP	1551784	06/13/2013	D/A	Indefinite	$37,979,775
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	07/29/2020	D/A	Indefinite	$37,575,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Halcyon Partners L.P.	1492430	05/11/2011	D/A	Indefinite	$36,934,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus BlueTrend L.P.	1476583	09/03/2015	D/A	Indefinite	$36,923,259

82 Results

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