Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/05/2015 | D/A | Indefinite | $669,508,158 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 02/24/2012 | D/A | Indefinite | $669,241,006 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 09/14/2011 | D/A | Indefinite | $668,940,930 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 03/15/2011 | D/A | Indefinite | $668,739,570 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 03/16/2010 | D/A | Indefinite | $668,030,007 |
| BARCLAYS CAPITAL INC. | 19714 | HG Vora Special Opportunities Fund LP | 1463933 | 09/08/2014 | D/A | Indefinite | $667,561,336 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund LLC | 1318245 | 01/28/2015 | D/A | Indefinite | $666,077,198 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund LLC | 1318245 | 01/28/2016 | D/A | Indefinite | $666,077,198 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/03/2014 | D/A | Indefinite | $662,578,158 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund Ltd | 1331180 | 01/28/2016 | D/A | Indefinite | $659,759,132 |