Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/14/2015 | D/A | Indefinite | $676,008,874 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/15/2016 | D/A | Indefinite | $676,008,874 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/12/2013 | D/A | Indefinite | $672,087,629 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/12/2012 | D/A | Indefinite | $671,437,629 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 09/13/2012 | D/A | Indefinite | $671,414,381 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/05/2016 | D/A | Indefinite | $669,758,158 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/05/2017 | D/A | Indefinite | $669,758,158 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/05/2018 | D/A | Indefinite | $669,758,158 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/07/2019 | D/A | Indefinite | $669,758,158 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/07/2020 | D/A | Indefinite | $669,758,158 |