Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $5 Billion to $10 Billion $1 Billion to $5 Billion $50 Billion to $100 Billion $100 Billion to $1 Trillion $10 Billion to $25 Billion

Sort by:

Displaying 491-500 out of 514 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	04/03/2014	D/A	Indefinite	$115,170,006
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	09/13/2012	D/A	Indefinite	$115,042,115
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/12/2012	D/A	Indefinite	$115,042,115
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/12/2013	D/A	Indefinite	$115,042,115
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	05/30/2012	D/A	Indefinite	$114,988,115
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/01/2011	D/A	Indefinite	$114,823,092
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	02/24/2012	D/A	Indefinite	$114,823,092
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	09/14/2011	D/A	Indefinite	$114,623,092
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	06/16/2011	D/A	Indefinite	$114,479,628
BARCLAYS CAPITAL INC.	19714	FINISTERRE GLOBAL OPPORTUNITY PARTNERS, LP	1456000	07/12/2013	D/A	Indefinite	$108,785,917

514 Results

<
1
...
48
49
50
51
52
>