Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | Shannon River Partners II, LP | 1301840 | 10/03/2014 | D/A | Indefinite | $724,137,225 |
| BARCLAYS CAPITAL INC. | 19714 | AEP Feeder Fund VI, Inc. | 1626948 | 01/05/2015 | D/A | Indefinite | $722,753,806 |
| BARCLAYS CAPITAL INC. | 19714 | BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP | 1424905 | 04/01/2014 | D/A | Indefinite | $718,033,285 |
| BARCLAYS CAPITAL INC. | 19714 | AEP Feeder Fund VI, Inc. | 1626948 | 12/09/2014 | D | Indefinite | $698,566,429 |
| BARCLAYS CAPITAL INC. | 19714 | NEUBERGER BERMAN HIGH INCOME FUND LLC | 1069232 | 03/25/2011 | D/A | Indefinite | $692,248,736 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund Ltd | 1331180 | 07/19/2011 | D/A | Indefinite | $690,596,132 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund Ltd | 1331180 | 01/27/2017 | D/A | Indefinite | $690,265,511 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/18/2017 | D/A | Indefinite | $677,960,559 |
| BARCLAYS CAPITAL INC. | 19714 | Strategic Commodities Fund LLC | 1318245 | 01/27/2017 | D/A | Indefinite | $676,427,198 |
| BARCLAYS CAPITAL INC. | 19714 | NB Diversified Arbitrage Fund L.P. | 1216245 | 12/12/2014 | D/A | Indefinite | $676,008,874 |