Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 471-480 out of 514 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	04/22/2019	D/A	Indefinite	$130,513,812
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	12/27/2016	D/A	Indefinite	$130,488,812
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	02/28/2017	D/A	Indefinite	$130,488,812
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/12/2014	D/A	Indefinite	$130,042,115
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/14/2015	D/A	Indefinite	$130,042,115
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/15/2016	D/A	Indefinite	$130,042,115
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	04/12/2016	D/A	Indefinite	$129,688,812
BARCLAYS CAPITAL INC.	19714	EnerVenue Holdings, Ltd.	1899212	12/17/2021	D	$125,078,556	$125,078,556
BARCLAYS CAPITAL INC.	19714	One William Street Capital Partners II, L.P.	1442190	03/10/2011	D/A	Indefinite	$124,902,647
BARCLAYS CAPITAL INC.	19714	Neuberger Berman Income Plus Fund LP	1438742	04/06/2015	D/A	Indefinite	$124,313,812

514 Results

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