Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | Antero Midstream Partners LP | 1598968 | 10/01/2015 | D | $242,998,320 | $242,998,320 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Fund LLC | 1333112 | 01/06/2017 | D/A | Indefinite | $242,264,232 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Fund LLC | 1333112 | 02/27/2017 | D/A | Indefinite | $242,264,232 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Institutional Fund Ltd | 1330073 | 03/04/2014 | D/A | Indefinite | $242,131,066 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Institutional Fund Ltd | 1330073 | 03/17/2014 | D/A | Indefinite | $242,131,066 |
| BARCLAYS CAPITAL INC. | 19714 | One William Street Capital Offshore Fund, Ltd. | 1442189 | 11/08/2012 | D/A | Indefinite | $237,534,059 |
| BARCLAYS CAPITAL INC. | 19714 | Prologue Delaware Feeder Fund, L.P. | 1453817 | 02/16/2012 | D/A | Indefinite | $236,268,921 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Fund LLC | 1333112 | 03/29/2016 | D/A | Indefinite | $234,727,662 |
| BARCLAYS CAPITAL INC. | 19714 | Cardinal Advisor Series - Strategic Commodities Fund LP | 1470105 | 06/23/2023 | D/A | Indefinite | $234,715,737 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Fund LLC | 1333112 | 01/06/2016 | D/A | Indefinite | $233,471,536 |