Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | NB Strategic Co-Investment Cayman Partners III LP | 1651225 | 11/05/2015 | D/A | Indefinite | $403,200,000 |
| BARCLAYS CAPITAL INC. | 19714 | HALCON RESOURCES CORP | 1282648 | 03/19/2012 | D | $400,000,599 | $400,000,599 |
| BARCLAYS CAPITAL INC. | 19714 | JOHNSONDIVERSEY INC | 1175757 | 12/08/2009 | D | $400,000,000 | $400,000,000 |
| BARCLAYS CAPITAL INC. | 19714 | SHANNON RIVER PARTNERS, LTD. | 1558369 | 10/03/2013 | D/A | Indefinite | $398,500,158 |
| BARCLAYS CAPITAL INC. | 19714 | BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP | 1430741 | 03/30/2012 | D/A | Indefinite | $397,323,137 |
| BARCLAYS CAPITAL INC. | 19714 | Aspect US Fund LLC | 1333112 | 03/30/2020 | D/A | Indefinite | $396,847,316 |
| BARCLAYS CAPITAL INC. | 19714 | ESG CROSS BORDER EQUITY FUND LP | 1457600 | 01/26/2012 | D/A | Indefinite | $392,705,803 |
| BARCLAYS CAPITAL INC. | 19714 | RCH Energy Alpha Fund, L.P. | 1396858 | 03/09/2015 | D/A | Indefinite | $389,419,076 |
| BARCLAYS CAPITAL INC. | 19714 | RCH Energy Alpha Fund, L.P. | 1396858 | 03/08/2016 | D/A | Indefinite | $389,419,076 |
| BARCLAYS CAPITAL INC. | 19714 | RCH Energy Alpha Fund, L.P. | 1396858 | 03/06/2017 | D/A | Indefinite | $389,419,076 |