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Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 74 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BARCLAYS CAPITAL INC.19714Pomelo Domestic Fund LP154324902/27/2013D/AIndefinite$12,412,000
BARCLAYS CAPITAL INC.19714Pomelo Domestic Fund LP154324902/27/2015D/AIndefinite$12,412,000
BARCLAYS CAPITAL INC.19714BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LTD143264003/12/2009D/AIndefinite$12,375,000
BARCLAYS CAPITAL INC.19714BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LTD143264009/04/2009D/AIndefinite$12,375,000
BARCLAYS CAPITAL INC.19714PINNACLE WEST CAPITAL CORP76462206/19/2014D/AIndefinite$12,050,000
BARCLAYS CAPITAL INC.19714Owl Creek Asia Fund, Ltd.152899403/04/2013D/AIndefinite$11,200,000
BARCLAYS CAPITAL INC.19714AlternativeFocus BlueTrend L.P.147658311/04/2010D/AIndefinite$11,025,000
BARCLAYS CAPITAL INC.19714Oxford Performance Materials, Inc.160039902/15/2017D$10,776,660$10,776,660
BARCLAYS CAPITAL INC.19714AlternativeFocus Pomona Capital Secondary Co-Investment, L.P.148670403/11/2010DIndefinite$10,750,000
BARCLAYS CAPITAL INC.19714AlternativeFocus Saba Capital Offshore Fund Ltd.151536004/01/2013D/AIndefinite$10,729,396

74 Results

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