Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Halcyon Partners Offshore Ltd. | 1492431 | 03/30/2015 | D/A | Indefinite | $14,385,754 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Brevan Howard Ltd. | 1476584 | 03/30/2012 | D/A | Indefinite | $14,165,000 |
| BARCLAYS CAPITAL INC. | 19714 | Owl Creek Asia Fund, Ltd. | 1528994 | 10/16/2013 | D/A | Indefinite | $14,150,000 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus MKP Opportunity Partners L.P. | 1588936 | 10/16/2014 | D/A | Indefinite | $14,100,000 |
| BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Brevan Howard Ltd. | 1476584 | 04/18/2011 | D/A | Indefinite | $13,915,000 |
| BARCLAYS CAPITAL INC. | 19714 | Pomelo Domestic Fund LP | 1543249 | 02/27/2014 | D/A | Indefinite | $13,413,000 |
| BARCLAYS CAPITAL INC. | 19714 | Pomelo Domestic Fund LP | 1543249 | 02/27/2014 | D/A | Indefinite | $13,413,000 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 03/19/2014 | D/A | Indefinite | $13,100,000 |
| BARCLAYS CAPITAL INC. | 19714 | VANTAGE PARTNERS, L.P. | 828232 | 04/14/2023 | D/A | Indefinite | $12,916,644 |
| BARCLAYS CAPITAL INC. | 19714 | LARCH LANE ABSOLUTE RETURN II LLC | 1342536 | 08/23/2012 | D/A | Indefinite | $12,804,955 |