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Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 74 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BARCLAYS CAPITAL INC.19714BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LP143264103/12/2009D/AIndefinite$17,880,000
BARCLAYS CAPITAL INC.19714BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LP143264104/09/2009D/AIndefinite$17,880,000
BARCLAYS CAPITAL INC.19714Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD143794704/01/2013D/AIndefinite$17,840,000
BARCLAYS CAPITAL INC.19714LARCH LANE ABSOLUTE RETURN II LLC134253608/15/2014D/AIndefinite$17,666,271
BARCLAYS CAPITAL INC.19714Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD143794703/30/2012D/AIndefinite$17,425,000
BARCLAYS CAPITAL INC.19714AlternativeFocus BlueTrend L.P.147658304/18/2011D/AIndefinite$17,275,000
BARCLAYS CAPITAL INC.19714AlternativeFocus Brevan Howard Ltd.147658404/01/2014D/AIndefinite$17,015,000
BARCLAYS CAPITAL INC.19714LARCH LANE ABSOLUTE RETURN II LLC134253608/23/2013D/AIndefinite$16,603,872
BARCLAYS CAPITAL INC.19714hhgregg, Inc.139627907/29/2009D$16,500,000$16,500,000
BARCLAYS CAPITAL INC.19714PINNACLE WEST CAPITAL CORP76462202/07/2023D/AIndefinite$16,500,000

74 Results

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