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Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 74 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BARCLAYS CAPITAL INC.19714AlternativeFocus Brevan Howard Ltd.147658403/30/2015D/AIndefinite$21,509,693
BARCLAYS CAPITAL INC.19714AlternativeFocus Prologue L.P.150355704/18/2011D/AIndefinite$21,352,000
BARCLAYS CAPITAL INC.19714Neuberger Berman GTAA Fund I, L.P.137274201/14/2011D/AIndefinite$20,936,738
BARCLAYS CAPITAL INC.19714Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD143794704/01/2014D/AIndefinite$20,840,000
BARCLAYS CAPITAL INC.19714PINNACLE WEST CAPITAL CORP76462202/15/2011D/AIndefinite$20,400,000
BARCLAYS CAPITAL INC.19714Alcentra European DLF A Ltd158695709/19/2013D$1,342,000,000$20,350,000
BARCLAYS CAPITAL INC.19714Alcentra European DLF A Ltd158695712/11/2013D/A$1,342,000,000$20,350,000
BARCLAYS CAPITAL INC.19714BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LP143264109/04/2009D/AIndefinite$19,780,000
BARCLAYS CAPITAL INC.19714LARCH LANE ABSOLUTE RETURN II LLC134253608/14/2015D/AIndefinite$19,426,586
BARCLAYS CAPITAL INC.19714AlternativeFocus BlueTrend L.P.147658303/30/2012D/AIndefinite$18,375,000

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