Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Owl Creek Asia II, L.P. | 1525136 | 07/24/2012 | D/A | Indefinite | $22,125,000 |
BARCLAYS CAPITAL INC. | 19714 | AlternativeFocus Owl Creek Asia II, L.P. | 1525136 | 07/10/2013 | D/A | Indefinite | $22,125,000 |
BARCLAYS CAPITAL INC. | 19714 | LARCH LANE ABSOLUTE RETURN II LLC | 1342536 | 08/15/2016 | D/A | Indefinite | $21,978,334 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 12/23/2016 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 06/21/2017 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/22/2019 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/20/2020 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/20/2021 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/19/2022 | D/A | Indefinite | $21,513,368 |
BARCLAYS CAPITAL INC. | 19714 | NB PINE ROCK FUND LP | 1456066 | 04/14/2023 | D/A | Indefinite | $21,513,368 |