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Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-27 out of 27 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BARCLAYS CAPITAL INC.19714AlternativeFocus Shannon River Partners II L.P.152992809/15/2011DIndefinite$1,720,000
BARCLAYS CAPITAL INC.19714Capital Group Opportunistic Fund LLC110798204/19/2011D/AIndefinite$1,550,000
BARCLAYS CAPITAL INC.19714RCH Energy Opportunity Fund II - US Feeder Fund, Ltd.154878306/13/2012DIndefinite$1,475,000
BARCLAYS CAPITAL INC.19714AlternativeFocus MKP Opportunity Partners L.P.158893610/10/2013DIndefinite$1,150,000
BARCLAYS CAPITAL INC.19714Magnitude Partners International, Ltd.151960511/21/2013D/AIndefinite$1,141,877
BARCLAYS CAPITAL INC.19714BARCLAYS BANK PLC /ENG/31207011/30/2012D$1,122,220$1,122,220
BARCLAYS CAPITAL INC.19714Capital Group Opportunistic Fund LLC110798205/06/2010DIndefinite$1,050,000

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