Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. | 1436293 | 01/24/2013 | D/A | Indefinite | $1,104,569,398 |
| BARCLAYS CAPITAL INC. | 19714 | Philip Morris International Inc. | 1413329 | 05/16/2013 | D/A | Indefinite | $1,100,000,000 |
| BARCLAYS CAPITAL INC. | 19714 | NEUBERGER BERMAN HIGH INCOME FUND LLC | 1069232 | 11/26/2012 | D/A | Indefinite | $1,091,035,942 |
| BARCLAYS CAPITAL INC. | 19714 | Halcyon Partners LP | 1313424 | 01/12/2016 | D/A | Indefinite | $1,086,591,831 |
| BARCLAYS CAPITAL INC. | 19714 | Halcyon Partners LP | 1313424 | 01/12/2015 | D/A | Indefinite | $1,059,521,495 |
| BARCLAYS CAPITAL INC. | 19714 | EMERSON ELECTRIC CO | 32604 | 04/12/2013 | D/A | Indefinite | $1,033,000,000 |
| BARCLAYS CAPITAL INC. | 19714 | ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. | 1436293 | 01/24/2014 | D/A | Indefinite | $1,022,688,592 |
| BARCLAYS CAPITAL INC. | 19714 | NEUBERGER BERMAN HIGH INCOME FUND LLC | 1069232 | 08/16/2012 | D/A | Indefinite | $1,003,935,942 |
| BARCLAYS CAPITAL INC. | 19714 | ERAC USA Finance LLC | 1364253 | 07/08/2010 | D | $1,000,000,000 | $1,000,000,000 |