Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 03/16/2015 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | Brookfield Capital Partners IV L.P. | 1636230 | 04/14/2015 | D | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | A&M Capital Opportunities Fund, LP | 1659127 | 12/03/2015 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | A&M Capital Opportunities Fund, LP | 1659127 | 11/25/2015 | D | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | TRG Preferred Holdings LP | 1668594 | 03/14/2016 | D | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 03/03/2016 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 11/18/2016 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | PINNACLE WEST CAPITAL CORP | 764622 | 11/16/2017 | D/A | Indefinite | $0 |
| BARCLAYS CAPITAL INC. | 19714 | RIN II Ltd. | 1745109 | 07/18/2018 | D | $75,000,000 | $0 |
| BARCLAYS CAPITAL INC. | 19714 | Onex Senior Loan Opportunity Fund I, LP | 1811026 | 05/22/2020 | D | Indefinite | $0 |